Maureen Gershanik Weighs in on Securities Law Implications of the Opportunity Zone Program
December 12, 2019
As more investors eye lucrative investment opportunities in Qualified Opportunity Zones, the SEC and state regulators will be monitoring securities activities associated with the program. Maureen Gershanik advises that, at the federal level, careful compliance with these four areas of securities regulations will help avoid costly violations that could delay or even prevent a transaction: Securities Offering Regulation, Broker-Dealer Regulation, Investment Adviser Regulation, and Investment Company Act Regulation. Learn more in Maureen’s article that was recently published by the ABA Probate & Property Magazine.